Financial Intelligence Centre Act 38 of 2001 & Regulations AND Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (includes Ombud Rules and related material on CD) (two-volume set) (Juta's Pocket Statutes)
These concise pocket-size books are available separately or as a 2-volume set.
Customised Juta Pocket Statutes featuring your company branding are available to meet your unique business requirements. Email your details to statutes@juta.co.za and one of our professional team will contact you to discuss how we can assist you in making your mark using the trusted up-to-date Juta Pocket Statutes series.
Key Benefits
- Up-to-date
- Accessible
- Affordable
Content
Financial Intelligence Centre Act 38 of 2001 & Regulations
- Key Addresses
- Quick Finder for Key Topics
- Financial Intelligence Centre Act 38 of 2001
- PENDLEXES: Act 1 of 2017; Act 9 of 2017
- Regulations
- Money Laundering and Terrorist Financing Control Regulations
- Exemption in terms of the Act (section 29)
- Guidance concerning identification of clients
- Guidance to Financial Services Industries regulated by the Financial Services Board concerning the meaning of the word ‘Transaction’
- Exemptions for banks
- Exemptions for Management Companies of Collective Investment Schemes in terms of the Act
- Second Reporting Exemption
- Guidance for banks on customer identification and verification and related matters
- Third Reporting Exemption
- Guidance on Suspicious Transaction Reporting
- Exemption in terms of the Act (prepaid card)
- Exemption in terms of the Act (section 28)
- Directive 01/2013: Updating of registration information of accountable and reporting institutions
- Directive 02/2014: Use of login credentials pursuant to registration with the Financial Intelligence Centre Act
- Directive 03/2014: Notification of failure to report
- Directive 04/2016: Updating of registration-related information to access the new registration and reporting platform of the Financial Intelligence Centre
Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (including supplementary material on CD-ROM)
- Key Addresses
- Quick Finder for Key Topics
- Financial Advisory and Intermediary Services Act 37 of 2002
- Regulations
- Selected Codes of Conduct
- Selected Exemptions
- Selected Determinations
- CD-ROM containing Ombud Rules and Related Material
Interest / Benefit to
- Compliance officers
- Auditors
- All product suppliers issuing financial products covered by the Act
- Students & lecturers
- State organs and other financial services industry regulators and representative and advisory bodies
We Also Recommend
